Requirement of Legal compliance audit as per ISO 45001:2018
The Organization should do the following:
- Establish, Implement and maintain process for evaluating compliance with legal requirements.
- Evaluate compliance and take corrective action.
- Determine the frequency and methods for the evaluation of compliance.
- Maintain knowledge and understanding of latest compliance requirements.
- Retain documented information of the compliance evaluation result (Audit Report).
Audits – Objectives
- To identify the level of compliance of an organisation.
- Identify the compliance risk
- Enable management to take steps to make the organisation compliant with laws and regulations
- Educate stakeholders on the importance and benefits.
Audits – Coverage
Report outlining Non-Compliances and their levels.
Standard Operating Procedures related to Compliance.
Assessment Rating for improvement during future assessments.
Risks associated with the above.
Compliance Management Software.
Compliance Checklist and Calendars.
Services / Offerings
- One-time Legal Compliance Audit / Assessment.
Annual or Half Yearly Compliance audits / review.
- Monthly remote monitoring of Compliances.
- Legal Compliance Due Diligence before Acquisition.
- Trainings on Legal Compliance Awareness.
- Regular updates on Compliance Requirements.
- Combination of audit and periodic monitoring.
