Our Courses
Prevention of money laundering (PMLA)
Prevention of Money Laundering Act (PMLA) and the Rules notified thereunder impose an obligation on
- banking companies
- financial institutions
- intermediaries of the securities market
- Designated Non-Finance Business & Profession
to
- appoint principal officer
- verify the identity of clients
- maintain records
- furnish information
Designated Non Finance Business and Profession
Department of Posts, Entities registered with PFRDA, Real estate agents, Dealers in precious metals/stones, high value goods and safe deposit keepers.
Banking
- Public sector banks
- Private sector banks
- Private foreign banks
- Co-operative banks
- Regional rural banks
Financial Institutions
- FI as defined under Section 45-I of the RBI Act
- Insurance Companies
- Hire purchase companies
- Chit fund Companies
- HF institutions
- NBFC
Intermediaries
- Stock Brokers
- Exchanges
- Share-transfer agents
- Bankers to an issue
- Trustees to trust the deed
- Registrar to an Issue
- Merchant Bankers
Building individual business continuity plans, incident planning and incident response strategies, drills & exercises, document management, BCM metrics, continuous improvement plan, testing for validating plans, management of data centre security, alternate processing options, available in Lead Auditor and Lead Implementer courses
- Intro and main terms
- Why is ISO 27001 so popular?
- Benefits of implementing the ISMS
- ISMS Implementation Phases
- What you need to know about the ISMS
- ISMS Implementation Plan and the first steps
- The ISMS focuses on interested parties, their needs and expectations
- Learn how to use a risk-based approach
- The ISMS is about processes and continual improvement
- Processes are more important than policies and other documents!
- Readiness for ISO 27001 certification.
- Implementing an ISMS for establishing control objectives of ISO 27001 standard
- Anti-bribery anti corruption
- Project risk
- Legal compliances
- SOX ITGC
- Any other training customized to client requirement